Paul Eugene Briles

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-03-21
IA	RA	APPROVED	2013-10-29

TX RA
APPROVED_RES

Since 2022-03-21
IA RA
APPROVED

Since 2013-10-29

Branch Locations

5207 Competition Dr, Bettendorf, IA 52722 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Bettendorf	IA	05/2008	Present
Principal Securities Inc	Bettendorf	IA	03/2016	Present
Baxter Investment Group	Bettendorf	IA	01/2026	Present

05/2008 → Present

Principal Life Insurance Company

Bettendorf, IA
03/2016 → Present

Principal Securities Inc

Bettendorf, IA
01/2026 → Present

Baxter Investment Group

Bettendorf, IA

Other Businesses

**REAL ESTATE, OWNS DUPLEXES AND RENTS THEM OUT,1/10. **OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, DISABILITY INSURANCE, LONG TERM CARE INSURANCE & FIXED ANNUITIES THROUGH VARIOUS CARRIERS, 7/24/13. **BAXTER INVESTMENT GROUP (DBA) POSITION: Financial Adviser NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 01/16/2026 ADDRESS: 5207 Competition Dr, Bettendorf IA 52722, United States DESCRIPTION: Marketing Purposes. **BAXTER INVESTMENT GROUP LLC POSITION: Financial Adviser NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2026 ADDRESS: 5207 Competition Dr, Bettendorf IA 52722, United States DESCRIPTION: Partner Arrangement.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-10-25
S63	Uniform Securities Agent State Law Examination	2005-03-16

S65 Uniform Investment Adviser Law Examination

2013-10-25
S63 Uniform Securities Agent State Law Examination

2005-03-16

View on SEC IAPD