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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-09 |
Branch Locations
1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Charlotte | NC | 04/2021 | Present |
| Us Tech Solutions | Jersey City | NJ | 04/2021 | 08/2021 |
| Chick Fil A | Belmont | NC | 08/2019 | 03/2021 |
| Sam Ash Music | Charlotte | NC | 05/2019 | 06/2019 |
| New Age Marketing | Charlotte | NC | 06/2019 | 07/2019 |
| Western Carolina University School Of Music | Cullowhee | NC | 08/2015 | 05/2017 |
| Western Carolina University | Cullowhee | NC | 08/2015 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-16 |
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