Justin Tafoya

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-08-23
TX	RA	APPROVED	2024-08-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Securities Llc	Rolling Hills	CA	05/2021	07/2023
American Airlines	Tulsa	OK	10/2015	10/2020
Doordash Inc.	Los Angeles	CA	11/2020	05/2021
E*Trade Capital Management Llc	Rolling Hills	CA	05/2021	01/2022
Morgan Stanley/E*Trade	Rolling Hills	CA	05/2021	07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	El Segundo	CA	07/2023	07/2024
Bank Of America N.A.	El Segundo	CA	07/2023	07/2024
Jpmorgan Chase Bank, N.A.	Manhattan Beach	CA	08/2024	Present
J.P. Morgan Securities Llc	Manhattan Beach	CA	08/2024	Present
Harrisdirect Llc	Rolling Hills	CA	08/2021	07/2023
Morgan Stanley	Rolling Hills	CA	01/2023	07/2023

05/2021 → 07/2023

E*Trade Securities Llc

Rolling Hills, CA
10/2015 → 10/2020

American Airlines

Tulsa, OK
11/2020 → 05/2021

Doordash Inc.

Los Angeles, CA
05/2021 → 01/2022

E*Trade Capital Management Llc

Rolling Hills, CA
05/2021 → 07/2023

Morgan Stanley/E*Trade

Rolling Hills, CA
07/2023 → 07/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

El Segundo, CA
07/2023 → 07/2024

Bank Of America N.A.

El Segundo, CA
08/2024 → Present

Jpmorgan Chase Bank, N.A.

Manhattan Beach, CA
08/2024 → Present

J.P. Morgan Securities Llc

Manhattan Beach, CA
08/2021 → 07/2023

Harrisdirect Llc

Rolling Hills, CA
01/2023 → 07/2023

Morgan Stanley

Rolling Hills, CA

2023-08-14 → 2024-07-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

El Segundo, CA
2021-10-27 → 2023-08-14

Harrisdirect Llc

Arlington, VA

Rolling Hills, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-27

Other Firms