Christopher A Cavallaro

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 06/2020
  Morgan Stanley Smith Barney
  New Haven, CT
• 01/2015 → 06/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2020 → Present
  Wells Fargo Clearing Services, Llc
  New Haven, CT
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2012-03-02 → 2020-06-18
  Morgan Stanley
  New Haven, CT
• 2007-10-25 → 2012-03-12
  Ubs Financial Services Inc.
  New Haven, CT
• 2005-09-14 → 2007-10-26
  Waddell & Reed
  North Haven, CT
  Hamden, CT
• 2005-04-05 → 2005-09-20
  Securian Financial Services, Inc.
  Orange, CT

Other Businesses

THE MALERI GROUP LLC; INV. RELATED; SHELTON, CT; HEALTH INSURANCE; TRAIL COMMISSIONS; START 7/2020; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE. CAC LLC, INV RELATED, HAMDEN, CT, 100% OWNERSHIP, START 4/19/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, ESTATE PLANNING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-04-04
• S63 Uniform Securities Agent State Law Examination
  2005-03-18

Other Names

• Christopher Anthony Cavallaro