Thomas Lucius Wood

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → 04/2021
  Tri-State Parking
  Newport, KY
• 09/2019 → 05/2020
  Ashlee Kennedy State Farm
  Crescent Springs, KY
• 05/2019 → 08/2019
  Florence Freedom
  Florence, KY
• 08/2018 → 12/2019
  Enterprise Holdings
  Hebron, KY
• 06/2016 → 06/2018
  Joes Crab Shack
  Bellevue, KY
• 11/2016 → 02/2017
  Paycor
  Cincinnati, OH
• 06/2018 → 05/2019
  Northern Kentucky University
  Highland Heights, KY
• 09/2014 → 11/2016
  Highlands High School
  Fort Thomas, KY
• 04/2021 → 03/2023
  Fidelity Investments
  Covington, KY
• 02/2024 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 01/2023 → Present
  Run On Solar
  Denver, CO

Exams

• S66 Uniform Combined State Law Examination
  2025-12-01
• S63 Uniform Securities Agent State Law Examination
  2021-10-05

Other Names

• Thomas Lucius Wood
• Thomas Wood
• Thomas L Wood