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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-17
PA RA APPROVED 2012-08-24
  • TX RA
    APPROVED
    Since 2013-10-17
  • PA RA
    APPROVED
    Since 2012-08-24

Branch Locations

201 King Of Prussia Rd Suite 502, Radnor, PA 19087 • United States

Wynnewood, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Radnor PA 01/2005 Present
Mml Investors Services Radnor PA 02/2005 Present
  • 01/2005 → Present
    Massmutual Life Insurance Company
    Radnor, PA
  • 02/2005 → Present
    Mml Investors Services
    Radnor, PA
Other Businesses

NAME: ZACHARY GOLEN, INV REL: Y ADDR: 201 KING OF PRUSSIA ROAD SUITE 501 RADNOR, PA 19087, NATURE: LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION: SALES, START: 1/1/2014, NO HR/MO:1 NO HR/MO DUR TRADING:0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-13
S63 Uniform Securities Agent State Law Examination 2005-03-17
  • S65 Uniform Investment Adviser Law Examination
    2012-08-13
  • S63 Uniform Securities Agent State Law Examination
    2005-03-17
Other Names
  • Zachary Golen

View on SEC IAPD

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