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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-21
MI RA APPROVED 2024-06-18
  • FL RA
    APPROVED
    Since 2024-06-21
  • MI RA
    APPROVED
    Since 2024-06-18

Branch Locations

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

48646 Gratiot Avenue, Chesterfield, MI 48051 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 02/2005 06/2024
Sigma Planning Corporation Ann Arbor MI 06/2007 06/2024
Triad Advisors Atlanta GA 06/2024 08/2024
Osaic Advisory Services Atlanta GA 06/2024 Present
Osaic Wealth, Inc. Chesterfield MI 08/2024 Present
  • 02/2005 → 06/2024
    Sigma Financial Corporation
    Ann Arbor, MI
  • 06/2007 → 06/2024
    Sigma Planning Corporation
    Ann Arbor, MI
  • 06/2024 → 08/2024
    Triad Advisors
    Atlanta, GA
  • 06/2024 → Present
    Osaic Advisory Services
    Atlanta, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Chesterfield, MI
Previous Registrations
  • 2007-06-20 → 2024-06-14
    Ann Arbor, MI
    Mt. Clemens, MI
    Ann Arbor, MI
    Mt. Clemens, MI
    Chesterfield, MI
Other Businesses

1. Jobin Financial; investment related;48646 Gratiot,Chesterfield,MI 48051;llc;president-owner;7/2021;150 hrs/month;130 hrs during trading;owner-financial advisor,oversee all operations 2. JOBIN FINANCIAL, INC. POSITION: owner NATURE: S-corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 05/04/2020 ADDRESS: 48646 GRATIOT AVE, Chesterfield MI 48051, United States DESCRIPTION: owner and financial advisor 3. KYLE JOBIN POSITION: owner NATURE: sold proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2005 ADDRESS: 48646 GRATIOT AVE, Chesterfield MI 48051, United States DESCRIPTION: sales of life insurance and fixed insurance products 4. 6416 SHADY LANE, LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2025 ADDRESS: 6416 shady lane, deckerville MI 48427, United States DESCRIPTION: owner of rental property

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-02-25
  • S63 Uniform Securities Agent State Law Examination
    2005-02-25
Designations

View on SEC IAPD

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