Benjamin Wesley Keith

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2018-08-27

WA RA
APPROVED

Since 2018-08-27

Branch Locations

Seattle, WA • United States

617 Eastlake Avenue East Suite 100, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Seattle	WA	04/2016	Present
Tiaa-Cref Individual & Institutional Services, Llc	Seattle	WA	04/2016	Present

04/2016 → Present

Tiaa

Seattle, WA
04/2016 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Seattle, WA

Previous Registrations

2015-05-19 → 2016-05-06

National Planning Corporation

Great Neck, NY
2011-01-27 → 2015-03-04

Curian Capital, Llc

Franklin, TN

Denver, CO

Franklin, TN
2008-04-04 → 2009-06-18

Principal Securities, Inc.

Brentwood, TN
2005-06-01 → 2006-11-03

Ameriprise Financial Services, Llc

Franklin, TN

Franklin, TN

Other Businesses

(1) BOAT SLIP RENTAL POSITION: Part Owner NATURE: Renting a slip to a boat owner. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2019 ADDRESS: 3911 Lake Washington Blvd SE, Bellevue WA 98006, United States DESCRIPTION: Rent Boat Slip to Tenanat (2) RENTAL PROPERTY POSITION: Part Owner NATURE: Renting a house to short and/or long term renters. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 3945 S Elmgrove, Seattle WA 98118, United States DESCRIPTION: Manage rental property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-05-23

S66 Uniform Combined State Law Examination

2005-05-23

Other Names

Ben Keith

View on SEC IAPD