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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-03-05
MN RA APPROVED 2021-10-07
  • IA RA
    APPROVED
    Since 2026-03-05
  • MN RA
    APPROVED
    Since 2021-10-07

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

1301 Cliff Rd East Suite 110, Burnsville, MN 55337 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 07/2013 Present
Knights Of Columbus Asset Advisors Llc New Haven CT 05/2021 Present
Other Businesses

Knights of Columbus Insurance This is not investment-related. New Haven, CT Insurance sales My position is Field Agent. I began working in this capacity in July 2013. I devote 40 hours per week to this business. During securities trading hours I devote 6 hours to this business. My duties include: factfinding, case analysis,proposing insurance product solutions, and servicing exisitng policyholders.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-07
  • S65 Uniform Investment Adviser Law Examination
    2021-10-07
Other Names
  • Fabian Yaklin

View on SEC IAPD

More in New Haven, CT

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