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Dimitrius Ben Hur Vaqueros Vargas

Wells Fargo Clearing Services, LLC

Charlotte, NC

Charlotte, NC

CRD 7371427

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-08-03
WA RA APPROVED 2021-12-20
  • NC RA
    APPROVED
    Since 2022-08-03
  • WA RA
    APPROVED
    Since 2021-12-20

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

12802 S Tryon St, Charlotte, NC 28273 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Seattle WA 04/2021 Present
Wells Fargo Bank, Na Seattle WA 09/2016 Present
Other Businesses

RENTAL PROPERTY - 6213 DERRYFIELD; INV RELATED; CHARLOTTE, NC; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 07/07/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-20
  • S66 Uniform Combined State Law Examination
    2021-12-20
Other Names
  • Dimitrius Vaqueros

View on SEC IAPD

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