Gary Kwapiszeski

Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-05-27
UT	RA	APPROVED	2024-05-30
MN	RA	APPROVED	2022-03-16
AZ	RA	APPROVED	2021-07-12

CA RA
APPROVED

Since 2026-05-27
UT RA
APPROVED

Since 2024-05-30
MN RA
APPROVED

Since 2022-03-16
AZ RA
APPROVED

Since 2021-07-12

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knights Of Columbus Insurance	Phoenix	AZ	02/2021	Present
Knights Of Columbus Asset Advisors Llc	Phoenix	AZ	04/2021	Present
Homemaking	Phoenix	AZ	11/2018	01/2021
Xerox Corporation	Phoenix	AZ	01/1998	10/2018

02/2021 → Present

Knights Of Columbus Insurance

Phoenix, AZ
04/2021 → Present

Knights Of Columbus Asset Advisors Llc

Phoenix, AZ
11/2018 → 01/2021

Homemaking

Phoenix, AZ
01/1998 → 10/2018

Xerox Corporation

Phoenix, AZ

Other Businesses

Knights of Columbus Insurance; Not investment related; 10201 S 51st Phoenix AZ 85044; insurance sales; Field Agent ; Subsidiary company; 02/2021; 120 hours/ month; 100 hours/ month; Selling Insurance products and servicing existing clients.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-06-21

S65 Uniform Investment Adviser Law Examination

2021-06-21

View on SEC IAPD