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53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-08-11 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-02-15 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-02-09 |
Branch Locations
3300 Cumberland Blvd Se, Atlanta, GA 30339 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Bank | Atlanta | GA | 05/1991 | 02/2021 |
| First Citizens Bank | Atlanta | GA | 05/2021 | Present |
| Unemployed | Atlanta | GA | 03/2021 | 04/2021 |
| First Citizens Investor Services | Raleigh | NC | 05/2021 | Present |
| First Citizens Asset Management | Raleigh | NC | 02/2022 | Present |
| Svb Wealth | Boston | MA | 07/2023 | Present |
First Citizens Asset Management; Investment Related; 4300 Six Forks Rd., Raleigh, NC 27609; Registered Investment Advisor; Position is New Business Development Officer; Start date is 2/9/2022; 16 hours/month during trading hours; Duties are to cultivate new relationships involving retirement plans, foundations and endowments.; no direct compensation; not a client of the Firm. SVB Wealth; Investment Related; 53 State Street, 28th Floor, Boston, MA 02109; Registered Investment Advisor: Position is Institutional Consultant; Start date is 8/2/23; 16 hours/month during trading hours; Duties are 3(21) investment advisory services provided to retirement plan clients; no direct compensation from SVB; not a client of the Firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-09 |
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