Robert Smith

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → Present
  Massmutual Life Insurance Co.
  New York, NY
• 05/2021 → Present
  Mml Investors Services, Llc
  New York, NY
• 08/2013 → 05/2017
  University Of Tampa
  Hauppauge, NY
• 06/2017 → 05/2019
  Zeta Beta Tau Fraternity
  Indianapolis, IN
• 06/2019 → 03/2021
  Astoria Communications
  Farmingdale, NY

Other Businesses

NAME: ZETA BETA TAU FRATERNITY INV REL: N ADD: 1320 CITY CENTER DRIVE, SUITE 225 CARMEL IN 46032 NATURE: SOCIAL FRATERNITY FOSTERING LEADERSHIP & GROWTH FOR COLLEGE AGE MEN POSITION: CHAPTER ADVSOR LIAISON TO THE SUPREME COUNCIL START DATE: 04/01/2023 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: I SERVE ON THE SUPREME COUNCIL AS THE VOICE OF OUR CHAPTER ADVISORS ENSURING THEIR NEEDS AND THOUGHTS ARE BEING ADDRESSED ON THE NATIONAL LEVEL. I AM A NON-VOTING MEMBER OF THE BOARD.

Exams

• S66 Uniform Combined State Law Examination
  2022-09-09
• S63 Uniform Securities Agent State Law Examination
  2022-07-08