Ronald Stephen Bezis

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-12-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Funds Distributor, Llc	San Francisco	CA	01/2010	02/2020
Wells Fargo Funds Management, Llc	San Francisco	CA	12/2016	02/2020
Equitable Advisors, Llc	New York	NY	10/2020	11/2021
Wells Fargo Asset Management	San Francisco	CA	11/2007	08/2020
John Hancock	Boston	MA	12/2021	Present
John Hancock Investment Management Distributors Llc	Boston	MA	12/2021	Present
John Hancock Distributors Llc	Boston	MA	01/2022	Present

01/2010 → 02/2020

Wells Fargo Funds Distributor, Llc

San Francisco, CA
12/2016 → 02/2020

Wells Fargo Funds Management, Llc

San Francisco, CA
10/2020 → 11/2021

Equitable Advisors, Llc

New York, NY
11/2007 → 08/2020

Wells Fargo Asset Management

San Francisco, CA
12/2021 → Present

John Hancock

Boston, MA
12/2021 → Present

John Hancock Investment Management Distributors Llc

Boston, MA
01/2022 → Present

John Hancock Distributors Llc

Boston, MA

2020-10-19 → 2021-12-06

Equitable Advisors, Llc

Wellesley, MA
2017-01-30 → 2020-02-11

Allspring Funds Management, Llc

Boston, MA

Boston, MA
2010-01-04 → 2014-12-31

Allspring Funds Management, Llc

San Francisco, CA
2009-05-18 → 2010-01-04

Evergreen Investment Management Co

Boston, MA
2006-07-24 → 2007-12-03

Td Ameritrade Investment Management, Llc

Burlington, MA
2005-10-31 → 2006-05-25

Morgan Stanley Dw Inc.

Danvers, MA

Danvers, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-07-14

Other Firms