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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chippewa Valley Financial Services | Chippewa Falls | WI | 05/2022 | 12/2023 |
| Advisors Management Group | Eau Claire | WI | 01/2022 | 04/2022 |
| Kwik Trip | Eau Claire | WI | 07/2019 | 01/2022 |
| Northwestern Mutual | Altoona | WI | 05/2021 | 07/2021 |
| Bloomer School District Summer School | Bloomer | WI | 06/2016 | 07/2017 |
| University Of Wisconsin - Eau Claire | Eau Claire | WI | 09/2018 | 05/2022 |
| Bloomer School District | Bloomer | WI | 05/2013 | 05/2018 |
| Unemployed | Bloomer | WI | 06/2018 | 09/2018 |
| Money Concepts Capital Corp | Chippewa Falls | WI | 05/2022 | 12/2023 |
| Ameriprise Financial Services, Llc | Chippewa Falls | WI | 01/2024 | Present |
Outside Employment; Swoboda Management LLC; Employee; Manage advisory business; 9960 41st NE, , Saint Michael, MN, 55376; Not Investment-Related; 02/05/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-28 |
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