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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-06-16 |
Branch Locations
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
132 S. Herlong Ave, Rock Hill, SC 29732 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 04/2021 | 07/2026 |
| First Citizens Bank | Rock Hill | SC | 10/2018 | 07/2026 |
| Fifth Third Bank | Charlotte | NC | 11/2015 | 10/2018 |
| First Citizens Investor Services | Raleigh | NC | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-16 |
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