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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-14
  • MA RA
    APPROVED
    Since 2024-11-14

Branch Locations

257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mld Mortgage, Inc Florham Park NJ 07/2020 11/2024
Homemaking Acton MA 07/2016 02/2018
Boston Business Institute, Inc Acton MA 03/2018 12/2020
Boston Language Education, Inc Acton MA 01/2020 12/2020
Pruco Securities Llc Marlborough MA 09/2022 11/2024
Transpacific Financial, Inc Newton MA 12/2020 09/2022
Globalink Securities Inc Monrovia CA 05/2021 09/2022
The Prudential Insurance Company Of America Marlborough MA 10/2022 Present
Lpl Enterprise, Llc Marlborough MA 11/2024 Present
  • 07/2020 → 11/2024
    Mld Mortgage, Inc
    Florham Park, NJ
  • 07/2016 → 02/2018
    Homemaking
    Acton, MA
  • 03/2018 → 12/2020
    Boston Business Institute, Inc
    Acton, MA
  • 01/2020 → 12/2020
    Boston Language Education, Inc
    Acton, MA
  • 09/2022 → 11/2024
    Marlborough, MA
  • 12/2020 → 09/2022
    Transpacific Financial, Inc
    Newton, MA
  • 05/2021 → 09/2022
    Globalink Securities Inc
    Monrovia, CA
  • 10/2022 → Present
    The Prudential Insurance Company Of America
    Marlborough, MA
  • 11/2024 → Present
    Marlborough, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-17
  • S66 Uniform Combined State Law Examination
    2021-09-17

View on SEC IAPD

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