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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-19 |
| NC | RA | APPROVED | 2025-09-18 |
| TX | RA | APPROVED_RES | 2025-09-12 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfp Retirement, Inc | Aliso Viejo | CA | 02/2023 | 08/2023 |
| Nfp Insurance | Denver | CO | 07/2022 | 01/2023 |
| Janus Henderson Ivestors | Denver | CO | 10/2021 | 07/2022 |
| Northwestern Mutual | Denver | CO | 06/2021 | 09/2021 |
| Tresure Coast Toyota | Stuart | FL | 12/2020 | 04/2021 |
| University Of Florida | Gainesville | FL | 08/2016 | 12/2020 |
| Pennington Partners & Co., Llc | Bethesda | MD | 08/2024 | 08/2025 |
| University Of Colorado | Boulder | CO | 08/2023 | 05/2024 |
| Lpl Financial Llc | Fort Mill | SC | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-23 |
| S65 | Uniform Investment Adviser Law Examination | 2023-04-25 |
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