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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-09-19
NC RA APPROVED 2025-09-18
TX RA APPROVED_RES 2025-09-12
  • SC RA
    APPROVED
    Since 2025-09-19
  • NC RA
    APPROVED
    Since 2025-09-18
  • TX RA
    APPROVED_RES
    Since 2025-09-12

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nfp Retirement, Inc Aliso Viejo CA 02/2023 08/2023
Nfp Insurance Denver CO 07/2022 01/2023
Janus Henderson Ivestors Denver CO 10/2021 07/2022
Northwestern Mutual Denver CO 06/2021 09/2021
Tresure Coast Toyota Stuart FL 12/2020 04/2021
University Of Florida Gainesville FL 08/2016 12/2020
Pennington Partners & Co., Llc Bethesda MD 08/2024 08/2025
University Of Colorado Boulder CO 08/2023 05/2024
Lpl Financial Llc Fort Mill SC 08/2025 Present
  • 02/2023 → 08/2023
    Nfp Retirement, Inc
    Aliso Viejo, CA
  • 07/2022 → 01/2023
    Nfp Insurance
    Denver, CO
  • 10/2021 → 07/2022
    Janus Henderson Ivestors
    Denver, CO
  • 06/2021 → 09/2021
    Northwestern Mutual
    Denver, CO
  • 12/2020 → 04/2021
    Tresure Coast Toyota
    Stuart, FL
  • 08/2016 → 12/2020
    University Of Florida
    Gainesville, FL
  • 08/2024 → 08/2025
    Bethesda, MD
  • 08/2023 → 05/2024
    University Of Colorado
    Boulder, CO
  • 08/2025 → Present
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-23
S65 Uniform Investment Adviser Law Examination 2023-04-25
  • S63 Uniform Securities Agent State Law Examination
    2023-06-23
  • S65 Uniform Investment Adviser Law Examination
    2023-04-25

View on SEC IAPD

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