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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knights Of Columbus Asset Advisors Llc | New Haven | CT | 04/2021 | 11/2024 |
| Knights Of Columbus Insurance | New Haven | CT | 04/2009 | 11/2024 |
| New York Life Insurance Company | Overland Park | KS | 11/2024 | Present |
| Nylife Securities Llc | Overland Park | KS | 11/2024 | Present |
| Eagle Strategies Llc | Overland Park | KS | 12/2024 | Present |
| Henry Financial Solutions, Llc | Overland Park | KS | 02/2025 | Present |
[City of Wellsville, Kansas; Not investment related; 411 Main St, Wellsville, KS 66092; Local Government; City Council member start 6/2020; 4 hours per month, 1 hour per month during securities trading hours; I discuss and vote on issues pertaining to running the local government within a set budget.] [Insurance Brokering; insurance related; 7101 College Blvd, Ste 1400, Overland Park, KS 66210; Appointed with various outside insurance carriers for the purpose of brokering non-registered insurance products; Insurance Broker; start 11/2024; 8 hours per month, all 8 during securities trading hours; Sales and service of brokered insurance products with carriers I am appointed with.] [OPERATING UNDER THE DBA NAME OF Henry Financial Solutions, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; OVERLAND PARK KS; START DATE: 02/2025]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-12-02 |
| S65 | Uniform Investment Adviser Law Examination | 2021-05-19 |
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