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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-16 |
Branch Locations
11215 N Community House Rd Suite 775, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 04/2023 | 04/2025 |
| Midwood Smokehouse | Charlotte | NC | 02/2023 | 05/2023 |
| University Of South Carolina | Columbia | SC | 08/2018 | 05/2022 |
| Marriott | Myrtle Beach | SC | 05/2019 | 06/2022 |
| Orion Lending | Charlotte | NC | 07/2022 | 01/2023 |
| Socastee High School | Myrtle Beach | SC | 08/2014 | 05/2018 |
| Northwestern Mutual | Columbia | SC | 05/2021 | 08/2021 |
| Sweeny Wingate & Barrow | Columbia | SC | 01/2022 | 04/2022 |
| Crabby Mikes | Myrtle Beach | SC | 05/2015 | 08/2017 |
| Lpl Financial | Charlotte | NC | 04/2025 | Present |
| Independent Advisor Alliance | Charlotte | NC | 04/2025 | Present |
1) 04/25/2025 - Independent Advisor Alliance - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 03/19/2026 - Visionary Square - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 160 hours per month/ 140 hours during trading 3) 03/17/2026 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 160 hours per month/ 140 hours during trading - I provide administrative support to Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 3/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-26 |
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