Best Investors Account Sign in

George J King

Morgan Stanley

Chicago, IL

CRD 7370063

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-14
IL RA APPROVED 2022-03-14
  • TX RA
    APPROVED_RES
    Since 2022-04-14
  • IL RA
    APPROVED
    Since 2022-03-14

Branch Locations

233 S Wacker Dr. Suite 8600, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chicago IL 07/2021 Present
Unemployed Brookfield IL 06/2020 07/2021
United Fulfillment Mokena IL 05/2014 06/2020
  • 07/2021 → Present
    Morgan Stanley Smith Barney Llc
    Chicago, IL
  • 06/2020 → 07/2021
    Unemployed
    Brookfield, IL
  • 05/2014 → 06/2020
    United Fulfillment
    Mokena, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-12
  • S66 Uniform Combined State Law Examination
    2022-03-12
Other Names
  • Josh King

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor