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Carolyn Sue Keyes

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7369937

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-08-23
TX RA APPROVED 2022-08-23
  • NC RA
    APPROVED
    Since 2022-08-23
  • TX RA
    APPROVED
    Since 2022-08-23

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2022 Present
Distinctive Rental Properties Lafayette IN 01/2020 06/2021
Randstad Lafayette IN 06/2021 08/2021
Purdue University West Lafayette IN 01/2019 08/2020
Distinctive Rental Properties Lafayette IN 08/2021 05/2022
Kingman Red & White Kingman IN 08/2016 05/2018
Purdue University West Lafayette IN 06/2018 05/2022
Fountain Central Jr/Sr High School Veedersburg IN 08/2014 05/2018
  • 06/2022 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 01/2020 → 06/2021
    Distinctive Rental Properties
    Lafayette, IN
  • 06/2021 → 08/2021
    Randstad
    Lafayette, IN
  • 01/2019 → 08/2020
    Purdue University
    West Lafayette, IN
  • 08/2021 → 05/2022
    Distinctive Rental Properties
    Lafayette, IN
  • 08/2016 → 05/2018
    Kingman Red & White
    Kingman, IN
  • 06/2018 → 05/2022
    Purdue University
    West Lafayette, IN
  • 08/2014 → 05/2018
    Fountain Central Jr/Sr High School
    Veedersburg, IN
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-19
  • S66 Uniform Combined State Law Examination
    2022-08-19
Other Names
  • Carolyn Sue Lewis
  • Carolyn Lewis

View on SEC IAPD

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