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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-01-30
  • MA RA
    APPROVED
    Since 2017-01-30

Branch Locations

101 Seaport Blvd 11Th Floor, Boston, MA 02210 • United States

Wellesley, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Capital Management San Francisco CA 06/2014 10/2021
Allspring Global Investments, Llc Boston MA 11/2021 Present
Allspring Funds Distributor, Llc Boston MA 11/2021 Present
  • 06/2014 → 10/2021
    Wells Capital Management
    San Francisco, CA
  • 11/2021 → Present
    Allspring Global Investments, Llc
    Boston, MA
  • 11/2021 → Present
    Allspring Funds Distributor, Llc
    Boston, MA
Previous Registrations
Other Businesses

Boston Children's Museum Not investment Related Boston Children's Museum engages children and families in joyful discovery experiences that instill an appreciation of our world, develop foundational skills, and spark a lifelong love of learning. Title: Board Member Start date: 6/14/24 Number of hours per month: 4 During trading hours: Less than 5% of the 4 hours per month The basic responsibilities will include: ensuring adequate resources of the Museum, support effective organizational planning, enhance the Museum's public image and outreach. OBA Title: Boston Economic Club Address: https://www.becboston.org/ 600 Atlantic Avenue, Boston MA 02210 Nature of the business: The Boston Economic Club (BEC), established in 1932, is a non-partisan organization that fosters substantive, engaging, and well-informed dialogue on topics involving economics, finance and public policy. Investment related: No Start date: 8/01/2024 Hours per month: 3 During trading hours: less than 5% of the 3 hours per month Title: Board of Directors Duties: To become a member of the Boston Economic Club Executive Committee ("Board"), where board members are required to attend four quarterly board meetings plus regular attendance at BEC luncheons. Board members may also be tasked with ad hoc projects and working groups to help grow club membership and enhance online presence.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-22
  • S66 Uniform Combined State Law Examination
    2005-04-22

View on SEC IAPD

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