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Thomas Robert Gemza

Fisher Investments

Plano, TX

Tampa, FL

CRD 7369876

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-07
FL RA APPROVED 2022-02-17
  • TX RA
    APPROVED_RES
    Since 2023-08-07
  • FL RA
    APPROVED
    Since 2022-02-17

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Martin L King Jr Blvd Ste 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Camas WA 02/2021 Present
Self-Employed Rancho Cordova CA 02/2018 02/2021
Sacramento Jaguar Land Rover Sacramento CA 09/2017 02/2018
Fresh Start Debt Relief Redding CA 02/2014 09/2017
  • 02/2021 → Present
    Fisher Investments
    Camas, WA
  • 02/2018 → 02/2021
    Self-Employed
    Rancho Cordova, CA
  • 09/2017 → 02/2018
    Sacramento Jaguar Land Rover
    Sacramento, CA
  • 02/2014 → 09/2017
    Fresh Start Debt Relief
    Redding, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-07
  • S65 Uniform Investment Adviser Law Examination
    2021-07-07

View on SEC IAPD

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