Steven Albert Leon

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-08-04

Branch Locations

Charlotte, NC • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	05/2021	Present
Tiaa	Charlotte	NC	05/2021	Present
Wells Fargo	Charlotte	NC	09/2020	05/2021
American Honda Finance Paramount Staffing Contract Position	Charlotte	NC	08/2020	09/2020
Unemployed	Charlotte	NC	04/2020	08/2020
Miller Mcneish And Breed Love Robert Half Contract	Charlotte	NC	09/2019	04/2020
American Tire Distributors (Robert Half Contract Position)	Huntersville	NC	09/2019	04/2020
Unemployed	Charlotte	NC	05/2019	09/2019
Mondi Tekkote	Leonia	NJ	02/2017	05/2019
B&G Foods The Execusearch Group Contract Position	Parsippany	NJ	08/2016	02/2017

05/2021 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
05/2021 → Present

Tiaa

Charlotte, NC
09/2020 → 05/2021

Wells Fargo

Charlotte, NC
08/2020 → 09/2020

American Honda Finance Paramount Staffing Contract Position

Charlotte, NC
04/2020 → 08/2020

Unemployed

Charlotte, NC
09/2019 → 04/2020

Miller Mcneish And Breed Love Robert Half Contract

Charlotte, NC
09/2019 → 04/2020

American Tire Distributors (Robert Half Contract Position)

Huntersville, NC
05/2019 → 09/2019

Unemployed

Charlotte, NC
02/2017 → 05/2019

Mondi Tekkote

Leonia, NJ
08/2016 → 02/2017

B&G Foods The Execusearch Group Contract Position

Parsippany, NJ

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-08-04
S63	Uniform Securities Agent State Law Examination	2021-08-02

Other Firms