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John M Asuncion

Morgan Stanley

Waukesha, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-19
WI RA APPROVED 2022-10-17
  • TX RA
    APPROVED
    Since 2022-12-19
  • WI RA
    APPROVED
    Since 2022-10-17

Branch Locations

20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Waukesha WI 08/2022 Present
Kenyon College Gambier OH 09/2018 05/2021
Maverick Health Policy Arlington VA 01/2021 04/2021
Aledade, Inc. Bethesda MD 05/2020 08/2020
Morgan Stanley Smith Barney Llc Brookfield WI 06/2021 08/2021
Morgan Stanley Smith Barney Llc Brookfield WI 09/2021 01/2022
Forbes Tate Partners Washington, D.C. DC 05/2019 08/2019
Beauvoir Washington, D.C. DC 06/2018 08/2018
Next Level Lacrosse Llc Bethesda MD 06/2017 07/2017
Kenyon College Gambier OH 09/2018 05/2019
Kenyon College Gambier OH 09/2019 05/2020
Kenyon College Gambier OH 09/2020 05/2021
Kenyon College Gambier OH 09/2021 05/2022
St. Albans School Washington, D.C. DC 08/2017 06/2018
St. Albans School Washington, D.C. DC 08/2016 06/2017
Morgan Stanley Private Bank, N.A. New York NY 10/2022 Present
  • 08/2022 → Present
    Morgan Stanley Smith Barney Llc
    Waukesha, WI
  • 09/2018 → 05/2021
    Kenyon College
    Gambier, OH
  • 01/2021 → 04/2021
    Maverick Health Policy
    Arlington, VA
  • 05/2020 → 08/2020
    Aledade, Inc.
    Bethesda, MD
  • 06/2021 → 08/2021
    Morgan Stanley Smith Barney Llc
    Brookfield, WI
  • 09/2021 → 01/2022
    Morgan Stanley Smith Barney Llc
    Brookfield, WI
  • 05/2019 → 08/2019
    Forbes Tate Partners
    Washington, D.C., DC
  • 06/2018 → 08/2018
    Beauvoir
    Washington, D.C., DC
  • 06/2017 → 07/2017
    Next Level Lacrosse Llc
    Bethesda, MD
  • 09/2018 → 05/2019
    Kenyon College
    Gambier, OH
  • 09/2019 → 05/2020
    Kenyon College
    Gambier, OH
  • 09/2020 → 05/2021
    Kenyon College
    Gambier, OH
  • 09/2021 → 05/2022
    Kenyon College
    Gambier, OH
  • 08/2017 → 06/2018
    St. Albans School
    Washington, D.C., DC
  • 08/2016 → 06/2017
    St. Albans School
    Washington, D.C., DC
  • 10/2022 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-17
  • S66 Uniform Combined State Law Examination
    2022-10-17
Other Names
  • Michael Asuncion

View on SEC IAPD

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NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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