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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-19 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
33030 Fm 2978 Rd, Magnolia, TX 77354 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Conroe | TX | 04/2025 | Present |
| Wells Fargo Bank, Na | Conroe | TX | 12/2022 | Present |
| Conroe Independent School District | Conroe | TX | 08/2022 | 12/2022 |
| Ey | Houston | TX | 11/2021 | 07/2022 |
| Regions Bank | The Woodlands | TX | 01/2019 | 11/2021 |
| Martin Brower | Conroe | TX | 11/2018 | 01/2019 |
| Darque Tan | The Woodlands | TX | 08/2008 | 10/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-25 |
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