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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-14 |
| CT | RA | APPROVED | 2022-12-16 |
Branch Locations
1414 Main St, Springfield, MA 01144 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | MA | 04/2021 | Present |
| Unemployed | Longmeadow | MA | 06/2019 | 04/2021 |
| Barings | Springfield | MA | 09/2001 | 06/2019 |
Name of the other business: Rental Property Whether the business is investment-related: No Address of the other business: South Yarmouth, MA Nature of the other business: Rental property Your position: Co-owner Title, or relationship with the other business: Co-owner Start date of your relationship: 03/2012 Approximate number of hours/month you devote to the other business: 2 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Property maintenance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-02 |
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