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Carl Augustine Hessel

Edward Jones

Lake Tapps, WA

St. Louis, MO

CRD 7369574

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-07
WA RA APPROVED 2026-08-07
  • TX RA
    APPROVED
    Since 2026-08-07
  • WA RA
    APPROVED
    Since 2026-08-07

Branch Locations

3110 Sumner Tapps Hwy E Ste B, Lake Tapps, WA 98391 • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Federal Way WA 04/2021 07/2026
Bank Of America, N.A. Bonney Lake WA 06/2019 04/2021
Allstate Insurance Edgewood WA 06/2018 06/2019
Nampa Insurance Inc Nampa ID 03/2016 06/2018
Bank Of America, N.A. Bonney Lake WA 06/2021 07/2026
Edward Jones St Louis MO 08/2026 Present
  • 04/2021 → 07/2026
    Federal Way, WA
  • 06/2019 → 04/2021
    Bank Of America, N.A.
    Bonney Lake, WA
  • 06/2018 → 06/2019
    Allstate Insurance
    Edgewood, WA
  • 03/2016 → 06/2018
    Nampa Insurance Inc
    Nampa, ID
  • 06/2021 → 07/2026
    Bank Of America, N.A.
    Bonney Lake, WA
  • 08/2026 → Present
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-16
  • S66 Uniform Combined State Law Examination
    2021-06-16
Other Names
  • Chip Hessel
  • Carl A Hessel
  • Carl Augustine Hessel

View on SEC IAPD

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