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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-15
KS RA APPROVED 2021-09-02
MO RA APPROVED 2021-08-09
  • TX RA
    APPROVED
    Since 2021-09-15
  • KS RA
    APPROVED
    Since 2021-09-02
  • MO RA
    APPROVED
    Since 2021-08-09

Branch Locations

11111 W 95Th St, Overland Park, KS 66214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City MO 04/2021 Present
Bank Of America Overland Park KS 06/2015 04/2021
Bank Of America, N.A. Kansas City MO 06/2021 Present
Other Businesses

I*1825264, Entity Type, Name of OBA:Doordash, Inc Address:San Francisco, CA 94107 Investment Related: No, Position, Title, Association:Driver Employee Start Date:05/07/2024 No Hours: No Hours during trading:0 Duties:Delivery service for consumers. Delivery Driver I*2542272, Entity Type: Entity For Profit, Name of OBA: E V Sole Prop DBA EV Luxury Timepieces , Address: Roeland Park, Kansas, 66205, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 07/01/2025, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: No "Expected" responsibilities. Buying and selling watches out of enjoyment for them. Person to person Pre-owned watch sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-06
  • S66 Uniform Combined State Law Examination
    2021-08-06

View on SEC IAPD

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