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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-16
RI RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-02-16
  • RI RA
    APPROVED
    Since 2022-01-26

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 04/2021 Present
Unemployed Newtown CT 01/2021 03/2021
University Of Connecticut Storrs CT 08/2015 12/2020
Panera Bread Brookfield CT 02/2020 04/2020
Walgreens Danbury CT 06/2019 12/2019
Dreampath Diagnostics Strasbourg 06/2018 07/2018
Richter Park Danbury CT 06/2017 09/2017
  • 04/2021 → Present
    Lincoln, RI
  • 01/2021 → 03/2021
    Unemployed
    Newtown, CT
  • 08/2015 → 12/2020
    University Of Connecticut
    Storrs, CT
  • 02/2020 → 04/2020
    Panera Bread
    Brookfield, CT
  • 06/2019 → 12/2019
    Walgreens
    Danbury, CT
  • 06/2018 → 07/2018
    Dreampath Diagnostics
    Strasbourg
  • 06/2017 → 09/2017
    Richter Park
    Danbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-25
  • S66 Uniform Combined State Law Examination
    2022-01-25

View on SEC IAPD

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