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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-04-19
  • MA RA
    APPROVED
    Since 2023-04-19

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Woburn, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2014 06/2022
Assetmark Financial Holdings, Inc. Woburn MA 06/2022 04/2023
Assetmark Brokerage, Llc Woburn MA 06/2022 04/2023
Commonwealth Financial Network Waltham MA 04/2023 Present
Previous Registrations
  • 2022-08-23 → 2023-03-28
    Woburn, MA
    Concord, CA
  • 2014-08-21 → 2022-06-06
    Waltham, MA
  • 2011-04-27 → 2014-03-03
    Signator Investors, Inc.
    Boston, MA
  • 2008-05-14 → 2010-10-11
    Aarp Financial
    Tewksbury, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-01
S63 Uniform Securities Agent State Law Examination 2005-04-01
  • S65 Uniform Investment Adviser Law Examination
    2008-05-01
  • S63 Uniform Securities Agent State Law Examination
    2005-04-01
Designations
Other Names
  • Doe Michael Kostikian
  • Dero Michael Kostikian
  • Derenig Kostikian
  • Derenig Michael Kostikian

View on SEC IAPD

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