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Mason Christopher Smith

Charles Schwab & Co., Inc.

Irvine, CA

CRD 7368972

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-23
  • CA RA
    APPROVED
    Since 2022-11-23

Branch Locations

2825 Main Street, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Irvine CA 06/2022 Present
Charles Schwab Bank, Ssb Irvine CA 06/2022 Present
Fifth Third Bank Newport Beach CA 06/2021 08/2021
Islands Llc Riverside CA 09/2018 05/2022
Full Time Education Riverside CA 06/2012 05/2022
  • 06/2022 → Present
    Charles Schwab & Co., Inc.
    Irvine, CA
  • 06/2022 → Present
    Charles Schwab Bank, Ssb
    Irvine, CA
  • 06/2021 → 08/2021
    Fifth Third Bank
    Newport Beach, CA
  • 09/2018 → 05/2022
    Islands Llc
    Riverside, CA
  • 06/2012 → 05/2022
    Full Time Education
    Riverside, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-22
  • S66 Uniform Combined State Law Examination
    2022-11-22
Designations
  • Certified Financial Planner
Other Names
  • Mason Smith
  • Mason C Smith

View on SEC IAPD

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