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Mohit Aggarwal

Century Trace Investment Advisors LLC

Plainfield, IL

CRD 7368821

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Employer firm

Century Trace Investment Advisors LLC CRD 314572

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Century Trace Investment Advisors Llc

Plainfield, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-06-25
  • IL RA
    APPROVED
    Since 2021-06-25

Branch Locations

Plainfield, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infosys Bpo Ltd. Plainfield IL 01/2016 08/2017
Ntt Data Plainfield IL 04/2018 10/2020
Unemployed Plainfield IL 09/2017 03/2018
Unemployed Plainfield IL 10/2020 Present
  • 01/2016 → 08/2017
    Infosys Bpo Ltd.
    Plainfield, IL
  • 04/2018 → 10/2020
    Ntt Data
    Plainfield, IL
  • 09/2017 → 03/2018
    Unemployed
    Plainfield, IL
  • 10/2020 → Present
    Unemployed
    Plainfield, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-16
  • S65 Uniform Investment Adviser Law Examination
    2021-02-16

View on SEC IAPD

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