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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

14 Franklin St. Suite 820, Rochester, NY 14604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 04/2021 06/2023
La Fitness Irondequoit NY 09/2018 08/2020
Nazareth College Rochester NY 08/2014 06/2018
Suny Brockport Brockport NY 08/2015 05/2018
Unemployed Rochester NY 08/2020 04/2021
Brighton Securities Brighton NY 06/2023 11/2023
The Prudential Insurance Company Of America Pittsford NY 12/2023 Present
Pruco Securities, Llc Pittsford NY 12/2023 11/2024
Lpl Enterprise, Llc Rochester NY 11/2024 Present
  • 04/2021 → 06/2023
    Equitable Advisors, Llc
    New York, NY
  • 09/2018 → 08/2020
    La Fitness
    Irondequoit, NY
  • 08/2014 → 06/2018
    Nazareth College
    Rochester, NY
  • 08/2015 → 05/2018
    Suny Brockport
    Brockport, NY
  • 08/2020 → 04/2021
    Unemployed
    Rochester, NY
  • 06/2023 → 11/2023
    Brighton Securities
    Brighton, NY
  • 12/2023 → Present
    The Prudential Insurance Company Of America
    Pittsford, NY
  • 12/2023 → 11/2024
    Pittsford, NY
  • 11/2024 → Present
    Rochester, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-03
S63 Uniform Securities Agent State Law Examination 2021-07-20
  • S66 Uniform Combined State Law Examination
    2023-07-03
  • S63 Uniform Securities Agent State Law Examination
    2021-07-20
Other Names
  • Stephen Cymbal
  • Stephen Michael Cymbal

View on SEC IAPD

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