Mariah Teresa Romero

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → Present
  Lpl Financial
  Scottsdale, AZ
• 03/2021 → Present
  Bmo Bank N.A.
  Phoenix, AZ
• 07/2018 → 03/2021
  Bmo Harris Bank N.A.
  Sun City West, AZ
• 09/2013 → 07/2018
  Bmo Harris Bank N.A.
  Addison, IL

Other Businesses

1) 05/10/2021 - BMO BANK NA - Financial Institution Duty / Sr. Premier Banker/VP- Inv. Related- Scottsdale, AZ- start date 3/22/2021- 25% 2) 05/10/2021- BMO Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- Scottsdale, AZ 3) 05/10/2021 - VERRADO COMMUNITY ASSOCIATION- For-Profit Board Member- Committee member/Community leader- Non_inv. Related- Buckey, AZ- start dae 6/1/2019-5%

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-05-11
• S63 Uniform Securities Agent State Law Examination
  2021-06-18

Other Names

• Mariah Teresa Romero
• Maggie Olvera
• Maggie Nunez
• Mayte Olvera
• Mayte Nunez
• Mayte Nunez Tercero
• Mariah T Romero