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Stephen Patrick Richard

W&S Brokerage Services, Inc.

Jacksonville, FL

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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-07
  • FL RA
    APPROVED
    Since 2026-01-07

Branch Locations

10151 Deerwood Park Blvd Bld 300 Ste 330, Jacksonville, FL 32256-0566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Cincinatti OH 04/2021 Present
Western Southern Life Jacksonville FL 03/2021 Present
Vip Kid Online Education Middleburg FL 05/2019 03/2021
Kelly Educational Staffing Orange Park FL 02/2019 03/2021
Easy Towing Jacksonville FL 10/2017 01/2019
National Agents Alliance Burlington NC 07/2013 12/2019
  • 04/2021 → Present
    W&S Brokerage
    Cincinatti, OH
  • 03/2021 → Present
    Western Southern Life
    Jacksonville, FL
  • 05/2019 → 03/2021
    Vip Kid Online Education
    Middleburg, FL
  • 02/2019 → 03/2021
    Kelly Educational Staffing
    Orange Park, FL
  • 10/2017 → 01/2019
    Easy Towing
    Jacksonville, FL
  • 07/2013 → 12/2019
    National Agents Alliance
    Burlington, NC
Other Businesses

Western and Southern Life - No - Jacksonville, FL -Full Time Sales Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-05
  • S65 Uniform Investment Adviser Law Examination
    2026-01-05

View on SEC IAPD

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Mia Victoria Greenfield
MICHAEL LOUIS ELLIS

Other Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
MADDEN ADVISORY SERVICES, INC. · JACKSONVILLE, FL
SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville , FL

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