Inactive

Michael Joseph Garzi

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Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-09-05
NY	RA	APPROVED	2025-09-05

CT RA
APPROVED

Since 2025-09-05
NY RA
APPROVED

Since 2025-09-05

Branch Locations

400 Linden Oaks Suite 310, Rochester, NY 14625 • United States

Trumbull, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Forte Capital Llc	Rochester	NY	10/2018	08/2025
Paychex	West Henrietta	NY	10/2017	09/2018
Rochester Rhinos	Rochester	NY	01/2013	09/2017
Mariner	Overland Park	KS	09/2025	Present

10/2018 → 08/2025

Forte Capital Llc

Rochester, NY
10/2017 → 09/2018

Paychex

West Henrietta, NY
01/2013 → 09/2017

Rochester Rhinos

Rochester, NY
09/2025 → Present

Mariner

Overland Park, KS

Previous Registrations

2021-05-09 → 2025-10-01

Forte Capital Llc

Rochester, NY

Designations

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Rochester, NY

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY

NOVEM GROUP · ROCHESTER, NY

OSAIC WEALTH, INC. · ROCHESTER, NY

EDELMAN FINANCIAL ENGINES · ROCHESTER, NY

RISE ADVISORS, LLC · ROCHESTER, NY

UBS FINANCIAL SERVICES INC. · ROCHESTER, NY

UBS FINANCIAL SERVICES INC. · Rochester, NY

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