Curtis Ellis Caulkins

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 09/2020 → 11/2020
  Paramount Staffing
  Charlotte, NC
• 08/2018 → 05/2021
  Indigo Road Restaurant Group
  Florence, SC
• 08/2014 → 11/2019
  Moviehouse Investments Llc
  Florence, SC
• 08/2018 → 02/2019
  Efird Chrysler Jeep Dodge
  Florence, SC
• 03/2023 → 02/2025
  O-Ku
  Charlotte, NC
• 04/2021 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 11/2024 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2024-11-25
• S63 Uniform Securities Agent State Law Examination
  2021-06-09

Other Names

• Curtis Ellis Caulkins
• Curtis Caulkins