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Ashwin Aggarwal

Morgan Stanley

Raleigh, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-05-18
NC RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2012-05-18
  • NC RA
    APPROVED
    Since 2009-06-01

Branch Locations

1000 Social St Suite 1250, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Raleigh NC 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 07/2019 Present
  • 06/2009 → Present
    Morgan Stanley
    Raleigh, NC
  • 07/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-10
S63 Uniform Securities Agent State Law Examination 2005-05-19
  • S66 Uniform Combined State Law Examination
    2007-05-10
  • S63 Uniform Securities Agent State Law Examination
    2005-05-19

View on SEC IAPD

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