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Ernst & Young Investment Advisers LLP CRD 110921
30 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Www.TUtor.cOm / The Princeton Review | Fort Edward | NY | 05/2021 | 03/2022 |
| Tjsinvest Llc | Fort Edward | NY | 10/2018 | Present |
| State University Of New York, College At Oneonta | Oneonta | NY | 08/2016 | 05/2018 |
| Tapfin/Ey | Rochester | NY | 07/2022 | Present |
| Unemployed | 25 Larose Street | NY | 06/2018 | 09/2018 |
Travis J. Smyth is a full time employee of Tapfin. The address for Tapfin is 100 Manpower Place Milwaukee, WI 53212; however he works remotely as a financial planner, contracted to provide services to clients of Ernst & Young (EY). EY's address is 200 Plaza Drive, Ste 2222, Secaucus NJ 07094. This is an investment-related business. His start date was July 18th, 2022. He will devote approximately 160 hours per month to this business, of which approximately 130 of which will be during securities trading hours. Duties include but are not limited to: Retirement plan selection, plan changes, and general financial consultation. Travis J. Smyth is a Financial Advisor and the owner at TJSinvest LLC. The address for the firm is 225 Burt Road, Fort Edward, NY 12828. This is an investment related business . His start date was October 29, 2018. He will devote approximately 10 hours per week to this business, most if not all of these hours will take place outside of securities trading hours. Duties include but are not limited to investment management, financial planning, and regulatory compliance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-11 |
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