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Travis Joseph Smyth

Ernst & Young Investment Advisers LLP

Fort Edward, NY

CRD 7368089

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Employer firm

Ernst & Young Investment Advisers LLP CRD 110921

30 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-22
  • NY RA
    APPROVED
    Since 2022-07-22

Branch Locations

Fort Edward, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Www.TUtor.cOm / The Princeton Review Fort Edward NY 05/2021 03/2022
Tjsinvest Llc Fort Edward NY 10/2018 Present
State University Of New York, College At Oneonta Oneonta NY 08/2016 05/2018
Tapfin/Ey Rochester NY 07/2022 Present
Unemployed 25 Larose Street NY 06/2018 09/2018
  • 05/2021 → 03/2022
    Www.TUtor.cOm / The Princeton Review
    Fort Edward, NY
  • 10/2018 → Present
    Tjsinvest Llc
    Fort Edward, NY
  • 08/2016 → 05/2018
    State University Of New York, College At Oneonta
    Oneonta, NY
  • 07/2022 → Present
    Tapfin/Ey
    Rochester, NY
  • 06/2018 → 09/2018
    Unemployed
    25 Larose Street, NY
Previous Registrations
  • 2021-10-05 → 2024-08-12
    Tjsinvest
    Hudson Falls, NY
Other Businesses

Travis J. Smyth is a full time employee of Tapfin. The address for Tapfin is 100 Manpower Place Milwaukee, WI 53212; however he works remotely as a financial planner, contracted to provide services to clients of Ernst & Young (EY). EY's address is 200 Plaza Drive, Ste 2222, Secaucus NJ 07094. This is an investment-related business. His start date was July 18th, 2022. He will devote approximately 160 hours per month to this business, of which approximately 130 of which will be during securities trading hours. Duties include but are not limited to: Retirement plan selection, plan changes, and general financial consultation. Travis J. Smyth is a Financial Advisor and the owner at TJSinvest LLC. The address for the firm is 225 Burt Road, Fort Edward, NY 12828. This is an investment related business . His start date was October 29, 2018. He will devote approximately 10 hours per week to this business, most if not all of these hours will take place outside of securities trading hours. Duties include but are not limited to investment management, financial planning, and regulatory compliance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-11
  • S65 Uniform Investment Adviser Law Examination
    2018-10-11
Other Names
  • Travis Joeseph Smyth

View on SEC IAPD

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