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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-23
NC RA APPROVED 2024-12-10
  • TX RA
    APPROVED
    Since 2024-12-23
  • NC RA
    APPROVED
    Since 2024-12-10

Branch Locations

300 S Tryon St, Charlotte, NC 28202 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 04/2021 08/2022
Ross Stores Greensboro NC 09/2019 04/2021
North Carolina A&T State University Greensboro NC 05/2019 08/2019
North Carolina A&T Sate University Greensboro NC 08/2018 12/2020
Hampton University Hampton VA 08/2017 05/2018
Mcdonalds Ridgeway VA 06/2017 08/2017
Hampton University Hampton VA 08/2016 05/2017
Fidelity Investments Llc Charlotte NC 08/2022 04/2024
Ameriprise Financial Services Llc Charlotte NC 10/2024 Present
Brinks Incorporated Charlotte NC 04/2024 09/2024
  • 04/2021 → 08/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 09/2019 → 04/2021
    Ross Stores
    Greensboro, NC
  • 05/2019 → 08/2019
    North Carolina A&T State University
    Greensboro, NC
  • 08/2018 → 12/2020
    North Carolina A&T Sate University
    Greensboro, NC
  • 08/2017 → 05/2018
    Hampton University
    Hampton, VA
  • 06/2017 → 08/2017
    Mcdonalds
    Ridgeway, VA
  • 08/2016 → 05/2017
    Hampton University
    Hampton, VA
  • 08/2022 → 04/2024
    Fidelity Investments Llc
    Charlotte, NC
  • 10/2024 → Present
    Charlotte, NC
  • 04/2024 → 09/2024
    Brinks Incorporated
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-30
S63 Uniform Securities Agent State Law Examination 2022-05-27
  • S66 Uniform Combined State Law Examination
    2024-11-30
  • S63 Uniform Securities Agent State Law Examination
    2022-05-27
Other Names
  • Aisha Wall
  • Aisha Brianna Wall
  • Aisha B Wall

View on SEC IAPD

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