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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
| PA | RA | APPROVED | 2022-08-19 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
1600 Jfk Blvd, Philadelphia, PA 19103 • United States
101 West Ave, Jenkintown, PA 19046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Convergent Financial Strategies Llc | Philadelphia | PA | 03/2021 | 04/2022 |
| Bny Mellon | Philadelphia | PA | 03/2018 | 01/2021 |
| Red Lobster | State College | PA | 06/2011 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 04/2022 | Present |
| Pennsylvania State University | University Park | PA | 08/2016 | 05/2017 |
| Bank Of America, N.A. | Philadelphia | PA | 08/2022 | Present |
I*2887273Entity Type: N/AName of OBA: Penn State Financial Literacy Advocacy BoardAddress:University Park PennsylvaniaInvestment Related:NoPosition, Title, Association:Board Member,DirectorStart Date:09/26/2025No Hours: 1 MonthlyNo Hours during trading:0 MonthlyDuties:The mission of the Penn State Financial Literacy Advisory Board is to provide strategy, guidance, and insight to advance financial wellness efforts at Pennsylvania State University.Listening in on updates from Penn State staff on what they are doing to advance financial wellness (literacy) at the college. It is a fairly informal advisory board - mostly aimed at keeping members in the know on initiatives and the financial literacy and wellness climate at Penn State. I*4867268, Entity Type: , Name of OBA: Penn State Alumni Association Philadelphia Chapter, Address: Philadelphia, Pennsylvania, 19102, Investment Related: N, Position, Title, Association:Community Service Director, Employee Start Date: 07/20/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: Community Service Director. Responsible for engaging alumni in volunteering in Philadelphia. Organizing volunteer efforts within local community. Unite PSU alumni in Philadelphia and make connections.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-10-27 |
| S65 | Uniform Investment Adviser Law Examination | 2021-07-19 |
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