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Knights Of Columbus Asset Advisors LLC CRD 174129
$30.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Columbus Plaza, New Haven, CT 06510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-06-05 |
| MN | RA | APPROVED | 2021-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knights Of Columbus Insurance | Newhaven | CT | 10/2008 | Present |
| Knights Of Columbus Asset Advisors Llc | New Haven | CT | 04/2021 | Present |
Knights of Columbus Insurance Assistant General Agent Non-Investment Related. Assistant General Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 10/2008 80 hours monthly. New Haven, CT I am an officer for a 501c3 non profit for the Minneota First Responders. I am the treasurer. We have a bank account that we put our donations in. I can deposit checks and write checks on a need to basis. If I write a check it will be to buy supplies. We meet on a need to basis or at least annually. We would all have a vote on what supplies to buy, so I have voting rights.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-19 |
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