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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-06-05
MN RA APPROVED 2021-11-19
  • SD RA
    APPROVED
    Since 2023-06-05
  • MN RA
    APPROVED
    Since 2021-11-19

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Minneota, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance Newhaven CT 10/2008 Present
Knights Of Columbus Asset Advisors Llc New Haven CT 04/2021 Present
Other Businesses

Knights of Columbus Insurance Assistant General Agent Non-Investment Related. Assistant General Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 10/2008 80 hours monthly. New Haven, CT I am an officer for a 501c3 non profit for the Minneota First Responders. I am the treasurer. We have a bank account that we put our donations in. I can deposit checks and write checks on a need to basis. If I write a check it will be to buy supplies. We meet on a need to basis or at least annually. We would all have a vote on what supplies to buy, so I have voting rights.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-19
  • S65 Uniform Investment Adviser Law Examination
    2021-11-19

View on SEC IAPD

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