Cody O'NEil Brooks

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 01/2023
  E*Trade Securities Llc
  Sandy, UT
• 06/2020 → 08/2020
  Premier Excavation Incorporated
  Pasco, WA
• 02/2018 → 03/2020
  Byu Food To Go
  Provo, UT
• 04/2017 → 08/2017
  Byu Physical Facilities
  Provo, UT
• 08/2017 → 02/2018
  Brigham Young University - Provo Campus
  Provo, UT
• 08/2020 → 07/2021
  Brigham Young University - Provo Campus
  Provo, UT
• 03/2020 → 06/2020
  Brigham Young University - Provo Campus
  West Richland, WA
• 01/2015 → 04/2017
  The Church Of Jesus Christ Of Latter-Day Saints
  Salt Lake City, UT
• 01/2023 → 03/2025
  Morgan Stanley
  Sandy, UT
• 09/2023 → Present
  Morgan Stanley
  Gilbert, AZ

Other Businesses

*673691 - Fiduciary; Investment related No; San Tan Valley, Arizona; 06/2024; During business hours: 0; After business hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2026-03-14
• S63 Uniform Securities Agent State Law Examination
  2021-11-19

Other Names

• Cody O Brooks