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Charles Nguyen

J.P. Morgan Securities LLC

Irvine, CA

CRD 7367003

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-02
TX RA APPROVED 2025-10-02
  • CA RA
    APPROVED
    Since 2025-10-02
  • TX RA
    APPROVED
    Since 2025-10-02

Branch Locations

3 Park Plaza, Floor 3, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 09/2025 Present
Jpmorgan Chase Bank, N.A. Irvine CA 09/2025 Present
Eagle Strategies Llc Glendale CA 11/2024 09/2025
Ny Life Ins New York NY 04/2021 09/2025
Nylife Securities Llc New York NY 04/2021 09/2025
South Bay Credit Union Lomita CA 07/2019 03/2021
Foot Locker New York NY 03/2017 06/2020
Unemployed Anaheim CA 09/2015 02/2017
  • 09/2025 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 11/2024 → 09/2025
    Eagle Strategies Llc
    Glendale, CA
  • 04/2021 → 09/2025
    Ny Life Ins
    New York, NY
  • 04/2021 → 09/2025
    Nylife Securities Llc
    New York, NY
  • 07/2019 → 03/2021
    South Bay Credit Union
    Lomita, CA
  • 03/2017 → 06/2020
    Foot Locker
    New York, NY
  • 09/2015 → 02/2017
    Unemployed
    Anaheim, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-07
S63 Uniform Securities Agent State Law Examination 2023-05-22
  • S65 Uniform Investment Adviser Law Examination
    2024-11-07
  • S63 Uniform Securities Agent State Law Examination
    2023-05-22
Other Names
  • Charles V Nguyen

View on SEC IAPD

Nearby Firms

VISTA POINT ASSET MANAGEMENT LLC
PRINCIPAL SECURITIES, INC.
GALLAGHER FIDUCIARY ADVISORS, LLC

Nearby Investors

ANH THICAM NGUYEN
HAN CHEN
Wade Allen Jones

Nearby Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA

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