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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-03
MA RA APPROVED 2023-07-18
NH RA APPROVED 2023-03-06
VT RA APPROVED 2022-08-02
  • FL RA
    APPROVED
    Since 2024-01-03
  • MA RA
    APPROVED
    Since 2023-07-18
  • NH RA
    APPROVED
    Since 2023-03-06
  • VT RA
    APPROVED
    Since 2022-08-02

Branch Locations

143 N Main Street, Concord, NH 03301 • United States

1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hobby Lobby Rutland VT 05/2016 05/2017
Td Bank N.A. Rutland VT 07/2017 04/2021
Td Bank N.A. Rutland VT 04/2021 07/2021
Td Bank N.A. Rutland VT 04/2021 07/2021
Td Bank N.A. Rutland VT 09/2021 07/2022
Td Private Client Wealth Llc Concord NH 08/2022 Present
Td Bank N.A. Concord NH 08/2022 Present
  • 05/2016 → 05/2017
    Hobby Lobby
    Rutland, VT
  • 07/2017 → 04/2021
    Td Bank N.A.
    Rutland, VT
  • 04/2021 → 07/2021
    Td Bank N.A.
    Rutland, VT
  • 04/2021 → 07/2021
    Td Bank N.A.
    Rutland, VT
  • 09/2021 → 07/2022
    Td Bank N.A.
    Rutland, VT
  • 08/2022 → Present
    Concord, NH
  • 08/2022 → Present
    Td Bank N.A.
    Concord, NH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-01-27
S65 Uniform Investment Adviser Law Examination 2022-06-20
  • S63 Uniform Securities Agent State Law Examination
    2026-01-27
  • S65 Uniform Investment Adviser Law Examination
    2022-06-20
Other Names
  • Paola A Da Luz
  • Paola A Da Luz Bayne
  • Paola D Bayne

View on SEC IAPD

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