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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-12 |
Branch Locations
1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States
446 Tamiami Trail S, Venice, FL 34285 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage | Cincinnati | OH | 03/2022 | 08/2022 |
| Western Southern Life | Melbourne | FL | 01/2022 | 08/2022 |
| New York Life | Maitland | FL | 04/2021 | 01/2022 |
| Doordash | Rochester | NY | 01/2020 | 04/2021 |
| The Ohio State University | Columbus | OH | 08/2018 | 01/2020 |
| Canandaigua Yacht Club | Canandaigua | NY | 04/2018 | 08/2018 |
| Fruit & Salad Co. | Pittsford | NY | 02/2017 | 04/2018 |
| Pittsford Sutherland Highschool | Pittsford | NY | 07/2014 | 06/2018 |
| Valic Financial Advisors, Inc. | Orlando | FL | 11/2022 | 03/2024 |
| Agia | Houston | TX | 11/2022 | 03/2024 |
| Wells Fargo Clearing Services, Llc | Venice | FL | 07/2024 | Present |
| Wells Fargo Bank, Na | Venice | FL | 07/2024 | Present |
| Unemployed | Venice | FL | 04/2024 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-04 |
| S65 | Uniform Investment Adviser Law Examination | 2022-10-21 |
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