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333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-24 |
Branch Locations
5540 Preston Road, Dallas, TX 75205 • United States
301 Commerce Street Suite 3050, Fort Worth, TX 76102 • United States
Saint Ann Court Building 2501 N. Harwood, 20Th Floor, Dallas, TX 75201 • United States
50 South Lasalle, Chicago, IL 60603 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Securities Inc | Addison | TX | 06/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-26 |
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