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Jonathan Edward Daines

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7366776

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-04-05
SC RA APPROVED 2022-09-27
NC RA APPROVED 2022-08-16
TX RA APPROVED 2022-08-16
  • MN RA
    APPROVED
    Since 2024-04-05
  • SC RA
    APPROVED
    Since 2022-09-27
  • NC RA
    APPROVED
    Since 2022-08-16
  • TX RA
    APPROVED
    Since 2022-08-16

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2022 Present
Panera Bread Company Rock Hill SC 11/2017 05/2022
Randstad Nv Fort Mill SC 06/2021 08/2021
Homeschool Fort Mill SC 01/2012 05/2018
Winthrop University Rock Hill SC 08/2018 05/2022
Vanguard Marketing Corporation Charlotte NC 06/2022 Present
Vanguard Advisers, Inc. Charlotte NC 08/2022 Present
  • 06/2022 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 11/2017 → 05/2022
    Panera Bread Company
    Rock Hill, SC
  • 06/2021 → 08/2021
    Randstad Nv
    Fort Mill, SC
  • 01/2012 → 05/2018
    Homeschool
    Fort Mill, SC
  • 08/2018 → 05/2022
    Winthrop University
    Rock Hill, SC
  • 06/2022 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 08/2022 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-15
  • S66 Uniform Combined State Law Examination
    2022-08-15
Other Names
  • Jonathan Daines

View on SEC IAPD

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